Liquid bridge

Last Updated: 2024/01/21

DISCLOSURE AND DECLARATION

As a Client of Liquid Bridge Fund (Pty) Ltd (also referred to as ‘LBF’, ‘We’, ‘Us’, ‘Our’), You have the right to the information disclosed in this notice in terms of the Financial Advisory and Intermediary Services (FAIS) act, 2002, as amended.

YOUR FINANCIAL SERVICE PROVIDER (FSP)

· Entity Name

Liquid Bridge Fund Propriety Limited (LBF)

· FAIS (FSP) Licence:

53058

· Physical Address:

1 Daffodil Street, Wendywood, Sandton, 2148

· Postal Address:

1 Daffodil Street, Wendywood, Sandton, 2148

· Contact Number:

082 660 1113

· Email Address:

info(at)liquidbridge.co.za / compliance(at)liquid bridge.co.za

LEGAL STATUS OF LBF

· Company Registration Number: 2021/359597/07

· A South African private company established in 2021.

· A Financial Services Provider authorized and regulated by the Financial Sector Conduct Authority (FSCA).

· A licensed Crypto Asset Services Provider (CASP)

· An authorized Credit Representative of Borro Money (Pty) Ltd, a licensed credit provider (NCRCP14706).

· We do not have a shareholding greater than 10% in any company.

· More information about the company can be found on www.liquidbridge.co.za or requested via email.

PROFESSIONAL INDEMNITY INSURANCE

We hold Professional Indemnity cover and Fidelity Guarantee.

COMPLAINTS

A copy of our complaints resolution process is available on request via email at compliance@liquidbridge.co.za or through our website under the “Legal Disclosures” tab on, www.liquidbridge.co.za.

COMPLIANCE OFFICER

Compliance officer MR D VAN GRAAN

Contact number 083 990 4261

UNDERTAKING

As a licensed financial services provider, we will always strive to serve and protect your best interests. This includes ensuring that our staff and contractors meets the requirements stipulated by law, the FAIS Act and the POPI Act, to assist you with your financial requirements in a professional manner.

PRODUCTS AND SERVICES

LBF is licensed under the FAIS Act to provide intermediary services in the following licence category, class of business and subcategories of products:

Category I – Advice and Intermediary Services

Class of Business	Subcategory	Description
Class of Business 5	1.17	Long-term Deposits
Class of Business 5	1.18	Short-term Deposits

PRODUCT SUPPLIERS

· The Standard Bank Limited (Standard Bank) is the product supplier/provder for products (Investment Accounts) that fall within the above product subcategories.

· Contact information of Standard Bank can be found on their website: www.standardbank.co.za

GENERAL TERMS AND DISCLAIMER

· All features and benefits of products are set out in the product terms and conditions of those specific products.

· While we may provide information on tax-related matters, we do not give tax advice. Please consult your tax adviser before entering into any transaction.

· While the conduct of opening bank accounts and administering them on your behalf (holding client funds) is regulated, Peer-to-Peer (P2P) Bridging and Bridging Finance is not regulated.

· Risks relating to Crypto Assets are exhaustively disclosed in our General Crypto Risks document provided to you and available on our website

· No undertaking, warranties or guarantees have been provided by our representatives in respect of the product(s) you have chosen, unless it is a feature or benefit of the product.

· Any forecasted or estimated performance and returns are not guaranteed unless we explicitly state that its guaranteed, and every investment has risks and the risks we are aware of are disclosed to you, and past performance is not necessarily indicative of future results.

· Our representatives are not authorised by us to provide you with financial advice, they are only authorised to provide intermediary services. Please consult your independent financial advisor before entering into any transaction.

FAIS OMBUD

You can request assistance from the Ombud if you believe that your complaint has not been resolved satisfactorily by us within six weeks after you lodged your complaint. You need to refer the dispute to the Ombud within six months of our response if the response is unsatisfactory and the issue remains unresolved.

The details of the Ombud:

· Street address:

Kasteel Park Office Park, Orange Building, 2nd Floor, c/o Nossob and Jochemus Street, Erasmus Kloof, Pretoria, 0048

· Postal address:

PO Box 74571, Lynnwood Ridge, 0040

· Telephone number:

012 762 5000 / 012 470 9080

· Fax number:

0867 641 422 / 012 348 3447 / 012 470 9097

· Email address:

info@faisombud.co.za

· Website:

www.faisombud.co.za

CONFLICT OF INTEREST

Our Conflict-of-Interest Management Policy can be found under the “Legal Disclosures” tab at www.liquidbridge.co.za

Our staff and contractors are salaried and/or motivated through a variety of performance-based incentives or a combination of both.

REPRESENTATIVE INFORMATION

Our appointed Representatives hold the necessary experience and qualifications to render the financial services set out below. Should a Representative under supervision be assigned to you, you shall be duly notified and provided with all the relevant information including the details of the supervising Representative.

We accept full responsibility for the actions of our representatives when they render financial services to you in respect of the Class of Business and subcategories of financial products set out below.

Our Representatives are authorised to give advice on, and render intermediary services in the following Class of Business and product subcategories:

Class of Business	Subcategory	Description	Authorized
Class of Business 5	1.17	Long-term Deposits	Y
Class of Business 5	1.18	Short-term Deposits	Y

ACKNOWLEDGEMENT OF RECEIPT, DECLARATION, AND CONFIRMATION

By Verifying Your P2P Bridging Account/Crypto Cash Account, You hereby:

Declare that:

· Your choice was based on the factual information on the products provided to you, including the different features, benefits and pricing options, which enabled You to make an informed decision about the product(s) You found suitable for my needs.

· The product was activated on Your instruction.

You confirm that:

· You were not asked or forced to waive any of your rights in terms of the FAIS Act.

· You received or had access to access to all the required documents and agreements associated with the product(s).

· You have read and understand this notice and have been given a copy it.

Liquid Bridge Fund is a Crypto Asset Service Provider (CASP) subject to and in compliance with the FSCA's regulatory regime of South African CASPs.

Liquid Bridge Fund is an authorized Credit Representative of Borro Money (Pty) Ltd, a licensed credit provider (NCRCP14706).

Bank accounts provided by Standard Bank (FSP11287).

IMPORTANT DISCLAIMER:

By using this website, you agree to our Terms of Use and Privacy Policy. You can view more disclaimers and terms which may apply to you depending on the services you take up on our Legal Disclosures Page.

Any Advice or information on this website is General Advice Only - It does not take into account your personal circumstances, please do not trade or invest based solely on this information. By viewing any material or using the information within this site you agree that this is general education material and you will not hold any person or entity responsible for loss or damages resulting from the content or general opinion provided here by Liquid Bridge Fund, it's employees, directors or content authors. Any investment where there is potential returns to be made comes with various risks. Alternative investments have large potential rewards, but also large potential risk. You must be aware of the risks and be willing to accept them in order to invest, we recommend that you contact your financial advisor, legal advisor, and/or tax advisor before making any investment with or through Liquid Bridge Fund. It is generally considered unwise to invest or trade with money you can't afford to lose or to place all your eggs (funds) in one basket. This website is neither a solicitation nor an offer to Buy/Sell alternative investments or other financial products. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed in any material on this website. The past performance of any trading/investment system or methodology is not indicative of future results. We will not be liable for any damages or losses caused by depositing funds into the wrong account, always verify account details with your bank to avoid making payments to fraudsters.

FAIS STATUTORY DISCLOSURE